Checklists, intelligence notes, guides and reference documents produced by The Compliance Briefing. Some are free to download immediately. Others require your email address — and will also add you to the briefing.
A stage-by-stage guide to AML, financial crime and GRC training — from career starters through practising professionals to governance and risk leaders — mapping which accredited course to start with and why.
Download PDFA practical, stage-by-stage playbook for building a career in financial crime compliance, covering entry points, credentials, senior progression, and independent consulting routes.
Download PDFBased on the FCA's April 2026 multi-firm review findings. Covers policies and procedures, CDD and EDD processes, compliance monitoring, and quick wins for MLROs and compliance teams.
Download PDFA practical intelligence note covering the legal framework, the three scenarios that generate genuine friction in live compliance programmes, Privacy-Enhancing Technologies, and questions MLROs should be asking their DPOs.
Download PDFA reference guide to OFSI’s revised enforcement framework: the four-level seriousness matrix, the discount structure, and what the new settlement process means for firms.
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Ten prompts built from operational compliance experience — covering AML risk assessment, EDD report drafting, SAR narrative writing, policy review, sanctions screening and more.
Free to download.
A structured framework for beneficial ownership identification — covering verification sources, red flags, documentation standards and how to handle complex or opaque structures.
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